Compliance isn't a process.
It's your competitive advantage.
The first end-to-end compliance infrastructure built specifically for Broker-Dealers and Funding Platforms. Manage every RegCF, RegD, RegA+, RegS and S-1 offering from investor onboarding through settlement — all from one unified dashboard.
Trusted by Broker-Dealers, Funding Platforms & Capital Market Professionals
Stop managing compliance across a dozen disconnected systems
Most firms stitch together tools that don't talk to each other. The gaps cost you time, money, and audit-readiness.
Fragmented vendor stack
- Duplicate work
- Reconciliation
- Compliance risk
- Slower closings
- Higher operating costs
Everything unified. One infrastructure.
Every module shares the same investor record, the same compliance rules, and the same immutable audit trail.
Built for every regulatory framework
RegCF, RegD, RegA+, RegS, S-1 and secondary trading — configured out of the box.
Reg Crowdfunding offerings up to $5M.
Accredited & sophisticated investors.
Public marketing, accredited only.
Raise up to $75M from the public.
Offerings outside the U.S.
Fully registered public offerings.
ATS-integrated secondary liquidity.
Everything you need in one compliance platform
Seven integrated modules replacing dozens of point solutions.
Identity Verification
- Global KYC
- ID Verification
- AML
- Sanctions Screening
Investor Verification
- Investor Accreditation
- Suitability
- Bad Actor
- Background Screening
Capital Raising
- Issuance
- DealRoom
- Document Collection
- E-Signatures
- Attestations
Payment Infrastructure
- ACH
- Wire
- Credit Card
- Crypto
- IRA
- Escrow
Distribution
- Investor Communications
- Email Marketing
- Analytics
- CRM Integration
- Social API
Secondary Market
- Settlement
- Transfer Agent
- Cap Table
- Portfolio
- Trading Support
Reporting
- Compliance Dashboard
- Regulatory Reporting
- Audit Trails
- Real-Time Monitoring
Why firms choose Compliance Desk
Measurable outcomes that translate directly into faster closings and lower operating costs.
10× Faster Offerings
Automated workflows dramatically reduce the time needed to launch and complete offerings.
Reduce Compliance Costs
Automation replaces manual processes and eliminates redundant vendor fees.
Eliminate Duplicate Data Entry
Every module shares the same investor record — enter data once, use everywhere.
Improve Investor Experience
Simple onboarding, reusable verification, and digital signatures.
Scale Your Business
Support hundreds of simultaneous offerings without adding headcount.
Meet Regulatory Requirements
Purpose-built around SEC and FINRA workflows — KYC, KYP, AML, accreditation, attestations.
One continuous compliance workflow
No spreadsheets. No manual reconciliation. Every step connected — from offering creation to secondary trading.
The compliance ecosystem — all connected
Compliance Desk sits at the center of the KoreInside infrastructure, orchestrating every connected module through a single API.
One compliance layer.
Unlimited growth.
Compliance Desk is part of the KoreInside Infrastructure — a unified compliance framework connecting every participant in the capital markets lifecycle through one secure platform.
See it in actionAll operating through one secure infrastructure
Compliance-grade security by default
Purpose-built for the regulated capital markets. Immutable, auditable, and always defensible.
Permissioned Blockchain
Immutable compliance records with cryptographic proof of every action.
Rule 17a-4 Storage
WORM-compliant document retention that meets SEC recordkeeping standards.
Audit Ready
Complete transaction history exportable for regulators on demand.
Patent-Pending Attestations
Every action timestamped with IP, user identity, and digital signatures.
Plug into your existing stack
Native connectors and open APIs across identity, compliance, payments and transfer agent systems.
- LexisNexis
- CrowdCheck
- InvestReady
- TradeCheck
- ACH
- Wire
- Crypto
- Escrow
- KoreTransfer
- CRM
- Social Media
- Broker-Dealer Systems
What operators are saying
"The Compliance Desk platform is transforming the way our firm attracts issuers and manages compliance. It provides all the tools we need in one dashboard to meet regulatory requirements."
"Kore's compliance platform is a game changer for online capital formation. It enables us to help companies raise capital more efficiently while improving shareholder communications and transparency."
Frequently asked questions
Ready to modernize your compliance operations?
Run your entire compliance operation from one platform.